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Aegis Capital Corp. CRD 15007
$1.78B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-11-02 |
| NY | RA | APPROVED | 2021-06-20 |
| NJ | RA | APPROVED | 2010-04-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp. | New York | NY | 03/2010 | Present |
MILTON SKINNER, LLC, 26 PAYTON AVENUE, BRONXVILLE, NY 10708, HOLDING COMPANY FOR BILL PAYING PURPOSES, MEMBER, START DATE OF 05/01/2010, 5 HOURS PER MONTH, 1 DURING MARKET HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-01 |
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