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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Jericho, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. East Hills NY 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc East Hills NY 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    East Hills, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    East Hills, NY
Other Businesses

INDPENDENT INSURANCE AGENT SERVICING LIFE/ACCIDENT/HEALTH FROM BUSINESS ADDRESS FOR 3HRS/WK DURING SECURITIES TRADING & 1HR/WKND & EVENINGS SINCE 3/2008

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-14
S63 Uniform Securities Agent State Law Examination 1986-09-10
  • S66 Uniform Combined State Law Examination
    1998-07-14
  • S63 Uniform Securities Agent State Law Examination
    1986-09-10

View on SEC IAPD

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