Dennis Rodney Wood

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1994 → Present
  Warren Steinborn Assoc (Wsa)
  Indianapolis, IN
• 11/2004 → Present
  Dennis Wood Real Estate Rentals
  Carmel, IN
• 09/2015 → 09/2023
  Sagepoint Financial, Inc.
  Indianapolis, IN
• 09/2023 → Present
  Osaic Wealth, Inc.
  Indianapolis, IN

Previous Registrations

• 2015-09-10 → 2023-09-01
  Osaic Services, Inc.
  Indianapolis, IN
  Indianapolis, IN
• 2011-09-19 → 2015-09-10
  National Planning Corporation
  Indianapolis, IN
• 2010-04-07 → 2011-09-23
  J P Turner & Company Capital Management, Llc
  Indianapolis, IN
• 2005-11-02 → 2010-03-30
  Gunnallen Financial, Inc
  Tampa, FL
  Indianapolis, IN
• 2003-09-29 → 2005-11-07
  Intervest International, Inc.
  Colorado Springs, CO

Other Businesses

1) DENNIS R. WOOD POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 22 SECURITIES TRADING HOURS: 4 START DATE: 10/15/2005 ADDRESS: 3082 Hazel Foster Dr Carmel IN 46033 DESCRIPTION: Own residential real estate and lease it out for rent. 2) WSI, INC. DBA WARREN STEINBORN ASSOCIATES POSITION: Independent Contractor - 1099 NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 22 START DATE: 10/04/1994 ADDRESS: 50 E 91ST ST ste 103 INDIANAPOLIS IN 46240 DESCRIPTION: Individual Insurance Consulting and Sales, Group Insurance/Employee Benefits, Retirement Plan Design Consulting and Sales. 3) CREATIVE PLANNING STRATEGIES POSITION: Proprietor NATURE: Sole Proprietor - DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 12 START DATE: 11/04/1994 ADDRESS: 50 E 91ST ST ste 103 INDIANAPOLIS IN 46240 DESCRIPTION: Securities and Advisory services through Osaic Wealth, Inc., Fixed Insurance Sales, Group Insurance Consulting and Sales (group life, disability, etc). 4) DENNIS R. WOOD, POWER OF ATTORNEY FOR LPL FINANCIAL, LLC FBO MARILYN RYAN, AUNT POSITION: Power of Attorney for non-beneficiary Brokerage Account NATURE: Power of Attorney INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2026 ADDRESS: 3082 Hazel Foster Dr, Carmel IN 46033, United States DESCRIPTION: No duties

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-03
• S63 Uniform Securities Agent State Law Examination
  1986-07-10