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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-09-09
  • MO RA
    APPROVED
    Since 2022-09-09

Branch Locations

3325 Emerald Lane Suite A, Jefferson City, MO 65109 • United States

1301 W 5Th Street [Satellite], Washington, MO 63090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Washington MO 11/2016 09/2022
Wells Fargo Advisors Financial Network, Llc Washington MO 09/2022 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; NEW HAVEN, MO; START DATE 2/2018. CFR WEALTH MGMT LLC, INV RELATED, WASHINGTON, MO, 100% OWNERSHIP, START 6/7/2022, 8 HOURS PER MONTH, 4 HOURS DURING TRADING, FINET PRACTICE. FINTERIS EAST LLC, INV RELATED, WASHINGTON, MO, 20% OWNERSHIP, START 9/12/2022, 200 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE. 1301 LANDMARK LLC, INV RELATED, WASHINGTON, MO, 25% OWNERSHIP, START 2/7/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. PHILANTHROPIC EDUCATIONAL ORGANIZATION PEO CHAPTER NA; NOT INV.RELATED; DES MOINES, IA; TREASURER; START DATE 2/14/2024; 2 HRS PER MONTH; 2 HRS DURING TRADING; DUTIES: ATTEND MONTHLY MEETINGS; REPORT BALANCES AND DISBURSEMENTS AND WRITE CHECKS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-31
  • S63 Uniform Securities Agent State Law Examination
    2000-05-31
Designations
  • Certified Financial Planner
Other Names
  • Christine Anne Freitag
  • Chris Anne Rogers
  • Christine Anne Rodgers

View on SEC IAPD

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