Timothy John Scanlan

Current Employers

Employment History

• 03/2014 → 11/2016
  Wells Fargo Advisors Llc
  Milwaukee, WI
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
• 05/2021 → Present
  Lpl Financial Llc
  Sussex, WI
• 05/2021 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2014-03-20 → 2021-05-10
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
  Delafield, WI
• 2010-04-27 → 2014-04-17
  Cedar Creek Securities, Inc.
  Milwaukee, WI
  Milwaukee, WI
• 2009-06-01 → 2010-04-26
  Morgan Stanley
  Milwaukee, WI
• 2006-12-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Milwaukee, WI

Other Businesses

1. 5/4/2021 - Forward Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/23/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 5/25/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/23/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 5/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-24
• S63 Uniform Securities Agent State Law Examination
  1995-03-21