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1750 New York Avenue Nw #300, Washington, DC 20006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-01-02 |
| CA | RA | APPROVED | 2025-01-01 |
| DC | RA | APPROVED | 2025-01-01 |
| HI | RA | APPROVED | 2025-01-01 |
| KY | RA | APPROVED | 2025-01-01 |
| MD | RA | APPROVED | 2025-01-01 |
| MI | RA | APPROVED | 2025-01-01 |
| MN | RA | APPROVED | 2025-01-01 |
| NV | RA | APPROVED | 2025-01-01 |
| NJ | RA | APPROVED | 2025-01-01 |
| OK | RA | APPROVED | 2025-01-01 |
| VT | RA | APPROVED | 2025-01-01 |
| ME | RA | APPROVED | 2024-05-20 |
| UT | RA | APPROVED | 2023-12-04 |
| MO | RA | APPROVED | 2023-12-01 |
| IL | RA | APPROVED | 2023-11-02 |
| MA | RA | APPROVED | 2023-10-13 |
| AZ | RA | APPROVED | 2023-09-08 |
| NH | RA | APPROVED | 2023-08-14 |
| DE | RA | APPROVED | 2023-08-10 |
| KS | RA | APPROVED | 2023-07-28 |
| PA | RA | APPROVED | 2023-07-27 |
| LA | RA | APPROVED | 2023-07-11 |
| IA | RA | APPROVED | 2023-07-10 |
| CT | RA | APPROVED | 2023-06-30 |
| IN | RA | APPROVED | 2023-06-23 |
| VA | RA | APPROVED | 2023-06-23 |
| NY | RA | APPROVED | 2023-05-19 |
Branch Locations
Staten Island, NY • United States
1750 New York Avenue Nw #300, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Temper Of The Times Investor Services | Rye | NY | 01/2013 | 06/2021 |
| Ei Capital Distributors, Llc | Vienna | VA | 03/2016 | 07/2020 |
| Moneypaper Advisor Inc. | Harrison | NY | 05/2017 | 10/2023 |
| Mp63 Fund Inc. | Harrison | NY | 05/2017 | Present |
| Somerset Securities, Inc. | Portland | OR | 05/2017 | Present |
| Hamersley Partners | Boston | MA | 12/2017 | 01/2021 |
| Ama Securities Llc | New York | NY | 05/2019 | Present |
| Bagby Financial Services Llc | Dexter | MO | 06/2019 | 09/2020 |
| Walton Re Securities Llc | Scottsdale | AZ | 07/2020 | Present |
| If Securities Llc | Hollywood | FL | 02/2020 | Present |
| Tech+Ip Capital, Llc | Falls Church | VA | 06/2021 | 07/2023 |
| Dalmore Group | Woodmere | NY | 11/2019 | 12/2024 |
| Gatsby Securities | White Plains | NY | 12/2020 | 12/2022 |
| Tgp Securities, Inc | Summit | NJ | 09/2021 | 02/2024 |
| Stock Securities, Llc | Stamford | CT | 12/2021 | Present |
| Iaff-Fc Investments Llc | Washington | DC | 02/2022 | Present |
| Mc Square Capital Llc | Greenwich | CT | 09/2019 | Present |
| Rubinbrown Corporate Finance Llc | St. Louis | MO | 05/2022 | Present |
| Shinhan Securities America, Inc. | New York | NY | 09/2022 | Present |
| Iaff-Fc Advisors Llc | Washington | DC | 06/2022 | Present |
| Stockshield Llc | Pasadena | CA | 03/2022 | 07/2024 |
| Jamieson Corporate Finance Usa | New York | NY | 10/2023 | Present |
1. ELBI Systems; an outsourcing consultancy firm that contracts for Leonard Barenboim as outsourced PT CCO with small BD's, RIA's and investment management companies. Single member LLC, since 01/2013, business is not investment related. located in Staten Island, NY. I devote 1-2 hours a month to this business. 2. MP63 Fund Inc., Investment related, Located in Rye, NY. Started 5/2/2017. Firm is an open-ended investment company, OTC listed. PT CCO; approx. 5 hrs/month on this activity. 3. Somerset Securities Inc., Investment related, located in Portland, Oregon. Outsourced PT Second securities principal. My position started on May 14, 2017; approx. 5 hrs/month in this position. 4. AMA Securities LLC, Investment related, Stamford, CT; outsourced PT CCO, started April 15, 2019, approx. 20 hrs/ month on this job. Broker Dealer with specialization in fairness opinions and marine transportation sector, mergers and acquisitions. 5. Walton RE Securities LLC, Investment related, Scottsdale AZ; outsourced PT CCO, started 07-08-2020. Investment-related; approx. 20 hrs/month. 6. IF Securities LLC, Investment related, registered BD; Hollywood Florida; outsourced PT CCO, 10 hours per month on this new BD, position started March 2020. 7. MC Square Capital, Investment related, registered BD; Greenwich, CT, outsourced PT CCO started on 09/2019. I spend approx. 10 hours a month on this business. 8. IAFF-FC Investments LLC, Investment related, 1750 New York Ave NW, Suite 300, Washington DC 20006, broker dealer; outsourced PT CCO; September 2022, 5 hours/month allocated to this business. 9. IAFF-FC Advisors, LLC, investment related, Washington D.C., a registered investment advisor, state-registered; outsourced PT CCO, started in March 2023; 10 hours/month allocated to this business. 10. Rubin Brown Corporate Finance, LLC, investment related, broker dealer; St. Louis, Missouri; outsourced PT CCO; started May 2022; approx. 15 hours/month allocated to this business. 11. Shinhan Securities America, Inc.; investment related - registered BD; New York, NY; outsourced PTCCO; September 2022; approx. 10 hrs/month. 12. Stock Securities LLC, investment related; Stamford CT; broker dealer; outsourced CCO; December 2021; approx. 30 hrs/month allocated to this business. 13. Jamieson Corporate Finance, outsourced PT CCO; October 1, 2023; investment-related; broker dealer; 5 hours/month allocated to this business. 14. Malen LLC - non-investment related; New York, NY; Foodstuffs Importer; limited partner; October 30, 2023; approx. 1 hr./month dedicated to this business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-01 |
| S65 | Uniform Investment Adviser Law Examination | 2014-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-22 |
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