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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-04 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Addison | TX | 04/2014 | 06/2021 |
| Guardian Life Ins Co Of America | Addison | TX | 04/2014 | 06/2021 |
| Lpl Financial, Llc | Dallas | TX | 06/2021 | Present |
1)06/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - GLADSTONE WEALTH PARTNERS - INVESTMENT RELATED - CHESTER, NJ 07930 2)01/1998 - NON-VARIABLE INSURANCE - P V UDESHI - 10HRS/MO 2HRS/MO DURING TRADING - INVESTMENT RELATED - FORT WORTH, TX 3)12/10/2021 - Wealthtech Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2021 - 120 Hours Per Month/120 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-10 |
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