Thomas Carroll Pilkington

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1983 → 12/2019
  Tom Pilkington Financial Services
  Johnstown, CO
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Nashville, TN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Johnstown, CO

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Gold River, CA
  Windsor, CO
  Nashville, TN
• 1999-01-01 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Fenton, MI
  St. Petersburg, FL
  San Diego, CA
  Windsor, CO
  Clearwater, FL
  Gold River, CA

Other Businesses

1) CIMARRON FIELDS 1574 LLC POSITION: Co-manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2020 ADDRESS: 6862 Spanish Bay Dr, Windsor CO 80550, United States DESCRIPTION: I am a backup manager for the LLC that owns this rental property. My wife is the Owner and primary manager. 2) CIMARRON WOODS 195 LLC POSITION: Co-manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2021 ADDRESS: 6862 Spanish Bay /dr, Windsor CO 80550, United States DESCRIPTION: I am a co-manager and will have no activity in an aspect of the business. I only serve as a backup if Tracy Pilkington is incapable of fulfilling her position in the LLC. Tracy has disclosed an OBA also 3)TOM PILKINGTON POSITION: agent NATURE: Independent life insurance sales from time to time INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1983 ADDRESS: 6862 Spanish Bay Dr, Windsor CO 80550, United States DESCRIPTION: I sell life insurance from time to time 4)RAWAH RANGE LTD POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 6862 Spanish Bay Dr, Windsor CO 80550, United States DESCRIPTION: It is an entity to process payroll

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-19

Other Names

• Tom Pilkington