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Thomas William Small

LPl Financial LLC

East Lansing, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-06
TX RA APPROVED 2025-01-06
  • MI RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED
    Since 2025-01-06

Branch Locations

735 W Lake Lansing Rd Ste 100, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michigan Money Management Advisers, Llc East Lansing MI 10/2014 Present
Michigan Money Management, L.L.C. East Lansing MI 06/1998 Present
Triad Advisors, Inc. Norcross GA 11/2015 08/2024
Osaic Wealth, Inc. East Lansing MI 08/2024 01/2025
Lpl Financial Llc East Lansing MI 01/2025 Present
  • 10/2014 → Present
    Michigan Money Management Advisers, Llc
    East Lansing, MI
  • 06/1998 → Present
    Michigan Money Management, L.L.C.
    East Lansing, MI
  • 11/2015 → 08/2024
    Triad Advisors, Inc.
    Norcross, GA
  • 08/2024 → 01/2025
    Osaic Wealth, Inc.
    East Lansing, MI
  • 01/2025 → Present
    East Lansing, MI
Previous Registrations
  • 2022-01-06 → 2025-04-29
    Michigan Money Management Advisers, Llc
    East Lansing, MI
  • 2015-03-10 → 2021-12-31
    Michigan Money Management Advisers, Llc
    East Lansing, MI
  • 2010-07-02 → 2015-11-18
    East Lansing, MI
Other Businesses

1) 12/2024- Michigan Money Management Advisers LLC - DBA for LPL Business (entity for LPL business) Inv. Related- At reported business location(s) - start date 1/06/2025 2) 12/2024- Thomas Small - Non-Variable Insurance / term life through Prudential - Inv. Related- At reported business locations(s)- start date 11/2015- 1hr per mth /0 during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-20
S63 Uniform Securities Agent State Law Examination 1988-11-08
  • S65 Uniform Investment Adviser Law Examination
    1998-11-20
  • S63 Uniform Securities Agent State Law Examination
    1988-11-08
Designations
Other Names
  • Tom Small

View on SEC IAPD

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