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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
OH RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-04-16
  • OH RA
    APPROVED
    Since 2021-03-26

Branch Locations

800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co. Of America New York NY 06/1997 Present
Park Avenue Securities Llc New York NY 05/1999 Present
  • 06/1997 → Present
    Guardian Life Insurance Co. Of America
    New York, NY
  • 05/1999 → Present
    New York, NY
Other Businesses

1. Ascela-Group Health benefits Broker, Start: 08/06/2018, Address: 437 Madison Ave NYC NY 10022, 0 hrs per month, Investment related, More than 10% annual compensation, 2. Brooklyn Financial Group Holdings, LLC-own 25% of a Guardian General Agency., Start: 08/01/2019, Address: 185 A Marcy Ave. Brooklyn NY 11211, 40 bus hrs per month, Investment related, >10% annual compensation, 3) SidsJoy LLC-Created as a pass through for comp earned from BFG, Start: 08/01/2019, Address: 2 Vista Ave Old Greenwich Ct 06870, 1 total hour per month; 0 during securities trading hours, Not Investment related, More than 10% annual compensation, 4) JAM Holdco-Pass through entity, Start: 08/01/2014, Address: 800 Westchester Ave. Rye brook NY 10573, 0 total hours per month, Not Investment related, >10% annual compensation, 5) BABS Holdco- Pass through entity, Start: 08/01/2014, Address: 2 Vista Ave Old Greenwich Ct 06870, 1 total hour per month; 0 during securities trading hours, Not Investment related, No annual compensation, 6) Business Alliance with P&C agency, Start: 12/01/2013, Address: 437 Madison Ave NYC NY 10022, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 7) Strat partners Succession-Member, Insurance Only LLC, Start: 06/14/2024, Address: 800 Westchester Ave. Rye brook NY 10573, 5 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 8) POA-parents, Start: 10/01/2024, Address: 2 Vista Ave. Old Greenwich Ct 06870, 2 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-09
  • S63 Uniform Securities Agent State Law Examination
    1987-04-09

View on SEC IAPD

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