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Julie M Greenberg

Rbc Capital Markets, LLC

Wayzata, MN

Hopkins, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
MN RA APPROVED 2020-03-31
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • MN RA
    APPROVED
    Since 2020-03-31

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Hopkins, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Eden Prairie MN 08/2014 03/2020
Rbc Capital Markets, Llc Wayzata MN 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-22
S63 Uniform Securities Agent State Law Examination 1996-11-13
  • S66 Uniform Combined State Law Examination
    2001-06-22
  • S63 Uniform Securities Agent State Law Examination
    1996-11-13
Other Names
  • Julie M Greenberg
  • Julie Maureen Greenberg
  • Julie Maureen Greenberg

View on SEC IAPD

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