Max Alan Hockenberry

Current Employers

Employment History

• 07/1986 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 04/2006 → Present
  Maxworth Consulting Group, Llc
  Charlotte, NC
• 11/2018 → Present
  Osaic Wealth, Inc.
  Charlotte, NC
• 11/2018 → Present
  Fixed Insurance
  Charlotte, NC

Previous Registrations

• 2004-07-09 → 2018-11-02
  Signator Investors, Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

1. INSURANCE BROKERAGE, CONSULTANT,MAXWORTH CONSULTING GROUP, LLC, 10800 SIKES PLACE, SUITE 205, CHARLOTTE, NC 28277, APROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 20 ... 2. MAXWORTH BENEFITS GROUP, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2007 ADDRESS: 10800 Sikes Place, Suite 205, Charlotte NC 28277, United States DESCRIPTION: Oversight 3. MAXWORTH CONSULTING GROUP, LLC POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2007 ADDRESS: 10800 Sikes Place, Suite 205, Charlotte NC 28277, United States DESCRIPTION: I facilitate the consulting engagements with activities as described - i.e., evaluate, design, implement the process of assessing the relative burden of on-call coverage provided to emergency departments by physician specialties or members of the Hospital's medical staff. This is done within 3 to 4, two hour sessions with physician and executive leaders of the facility.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-23
• S63 Uniform Securities Agent State Law Examination
  1986-07-08

Designations