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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-12-19
  • IL RA
    APPROVED
    Since 2016-12-19

Branch Locations

2013 75Th Street, Darien, IL 60561 • United States

3205 Mall Loop Dr, Joliet, IL 60431 • United States

1818 W Jefferson, Joliet, IL 60435 • United States

739 E Boughton Rd, Bolingbrook, IL 60440 • United States

20704 S Cicero Ave, Matteson, IL 60443 • United States

14245 La Grange Rd, Orlando Park, IL 60462 • United States

14741 Founders Crossing, Homer Glen, IL 60491 • United States

11821 S Western Ave, Chicago, IL 60643 • United States

3221 W 87Th St, Evergreen Park, IL 60805 • United States

101 Meadowview Ctr, Kankakee, IL 60901 • United States

288 N Main St, Bourbonnais, IL 60914 • United States

9635 Saric Ct. Suite 100, Highland, IN 46322 • United States

6162 South Archer Avenue, Chicago, IL 60638 • United States

14757 S Cicero Ave, Midlothian, IL 60445 • United States

1300 Sheffield Avenue, Dyer, IN 46311 • United States

7915 Taft Street, Merrillville, IN 46410 • United States

1900 Indianapolos Boulevard, Whiting, IN 46394 • United States

4901 Indianapolis Boulevard, East Chicago, IN 46312 • United States

1501 South Lake Parkavenue, Hobart, IN 46342 • United States

11275 W 143Rd Street, Orland Park, IL 60467 • United States

3927 Ridge Rd, Highland, IN 46322 • United States

2905 Calumet Avenue, Valparaiso, IN 46383 • United States

130 Rimbach Street, Hammond, IN 46320 • United States

9903 Wicker Avenue, St John, IN 46373 • United States

8600 Broadway, Merrillville, IN 46410 • United States

855 Stillwater Parkway, Crown Point, IN 46307 • United States

7120 Indianapolis Boulevard, Hammond, IN 46324 • United States

12261 Archer Aveune, Lemont, IL 60439 • United States

8000 W 159Th Street, Orland Park, IL 60462 • United States

141 West Lincoln Highway, Schererville, IN 46375 • United States

1155 S Washington St. Ste 202, Naperville, IL 60540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First American Bank Naperville IL 04/2010 Present
Lpl Financial, Llc Naperville IL 07/2011 Present
  • 04/2010 → Present
    First American Bank
    Naperville, IL
  • 07/2011 → Present
    Naperville, IL
Other Businesses

1. 6/11/2021 - StrategyPoint Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/21/2019 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-13
S63 Uniform Securities Agent State Law Examination 1990-04-04
  • S65 Uniform Investment Adviser Law Examination
    2016-12-13
  • S63 Uniform Securities Agent State Law Examination
    1990-04-04
Other Names
  • Jeffrey Thomas Osterman
  • Jeffrey Osterman
  • Jeff Osterman

View on SEC IAPD

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