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CRD 1522035
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-12-19 |
Branch Locations
2013 75Th Street, Darien, IL 60561 • United States
3205 Mall Loop Dr, Joliet, IL 60431 • United States
1818 W Jefferson, Joliet, IL 60435 • United States
739 E Boughton Rd, Bolingbrook, IL 60440 • United States
20704 S Cicero Ave, Matteson, IL 60443 • United States
14245 La Grange Rd, Orlando Park, IL 60462 • United States
14741 Founders Crossing, Homer Glen, IL 60491 • United States
11821 S Western Ave, Chicago, IL 60643 • United States
3221 W 87Th St, Evergreen Park, IL 60805 • United States
101 Meadowview Ctr, Kankakee, IL 60901 • United States
288 N Main St, Bourbonnais, IL 60914 • United States
9635 Saric Ct. Suite 100, Highland, IN 46322 • United States
6162 South Archer Avenue, Chicago, IL 60638 • United States
14757 S Cicero Ave, Midlothian, IL 60445 • United States
1300 Sheffield Avenue, Dyer, IN 46311 • United States
7915 Taft Street, Merrillville, IN 46410 • United States
1900 Indianapolos Boulevard, Whiting, IN 46394 • United States
4901 Indianapolis Boulevard, East Chicago, IN 46312 • United States
1501 South Lake Parkavenue, Hobart, IN 46342 • United States
11275 W 143Rd Street, Orland Park, IL 60467 • United States
3927 Ridge Rd, Highland, IN 46322 • United States
2905 Calumet Avenue, Valparaiso, IN 46383 • United States
130 Rimbach Street, Hammond, IN 46320 • United States
9903 Wicker Avenue, St John, IN 46373 • United States
8600 Broadway, Merrillville, IN 46410 • United States
855 Stillwater Parkway, Crown Point, IN 46307 • United States
7120 Indianapolis Boulevard, Hammond, IN 46324 • United States
12261 Archer Aveune, Lemont, IL 60439 • United States
8000 W 159Th Street, Orland Park, IL 60462 • United States
141 West Lincoln Highway, Schererville, IN 46375 • United States
1155 S Washington St. Ste 202, Naperville, IL 60540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First American Bank | Naperville | IL | 04/2010 | Present |
| Lpl Financial, Llc | Naperville | IL | 07/2011 | Present |
1. 6/11/2021 - StrategyPoint Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/21/2019 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-04 |
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