Neil Graham Mcinnis

Current Employers

Employment History

• 12/1988 → Present
  New York Life Ins. Co.
  Waltham, MA
• 01/1998 → 12/2017
  Royal Alliance Associates, Inc.
  Waltham, MA
• 01/2018 → 07/2019
  Bay Colony Advisors
  Concord, MA
• 07/2019 → 12/2020
  Kastel Capital Advisors, Llc
  Waltham, MA
• 01/1998 → Present
  Pension & Wealth Management Advisors
  Waltham, MA
• 07/2020 → Present
  Pension & Wealth Management Advisors
  Waltham, MA

Previous Registrations

• 2020-07-11 → 2025-12-31
  Pension & Wealth Management Advisors
  Waltham, MA
• 2019-07-03 → 2020-12-08
  Kastel Capital Advisors, Llc
  Wellesley, MA
  Waltham, MA
• 2006-03-02 → 2020-12-01
  Pension & Wealth Management
  Waltham, MA
• 2018-01-02 → 2019-07-01
  Bay Colony Advisors
  Waltham, MA
  Concord, MA
• 2003-10-23 → 2017-12-31
  Osaic Wealth, Inc.
  Waltham, MA
  Waltham, MA

Other Businesses

1) MCINNIS FINANCIAL & INSURANCE BROKERAGE INC; INVESTMENT RELATED; 800 SOUTH STREET SUITE 455 WALTHAM MA 02453; STATUTORY AGENT/OWNER; STARTED 07/1997; 10 HRS/MTH; 5 HRS/MTH DURING ST HOURS; SALE AND SERVICE OF LIFE INSURANCE AND DISABILITY COVERAGE. 2) PENSION & WEALTH MANAGEMENT; INVESTMENT RELATED; 800 SOUTH STREET SUITE 455 WALTHAM MA 02453; INVESTMENT ADVISER REPRESENTATIVE; STARTED 04/2001; 150 HRS/MTH; 5 HRS/MTH DURING ST HOURS; ADVISORY SERVICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-18
• S63 Uniform Securities Agent State Law Examination
  1989-01-27