Adam Scott Berg

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2000 → Present
  Massmutual Life Insurance Company
  Saddle Brook, NJ
• 04/2000 → Present
  Mml Investors Services Inc.
  Saddle Brook, NJ

Other Businesses

(1)NAME: ADAM BERG INV REL: Y ADD: 250 PEHLE AVENUE SADDLE BROOK NJ 07663 NATURE:INDIVIDUAL LIFE/ HEALTH, GROUP HEALTH POSITION: SALES START DATE: 12/2005 HRS PER MO: 20 HRS DURING TRADING: 20 (2)NAME: ADAM BERG INV REL: Y ADD: 250 PEHLE AVENUE SADDLE BROOK NJ 07663 NATURE: REFERRING CLIENTS FOR LIFE/DI AND HEALTH INSURANCE POSITION: BROKER START DATE 11/2020 NO HRS/MO: 1-2 NO HRS/MO DUR TRADING: 1-2 (3)NAME: GRITTYGUTTY.COM INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: RETAIL SALES ; SELL CREATIVE T SHIRTS WITH SPORTS THEMES POSITION: OWNER START DATE: 07/01/2021 HRS PER MO: 5 HRS DURING TRADING: 0 DESCRIBE DUTIES: CREATE AND MARKET T SHIRTS

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-01-27
• S63 Uniform Securities Agent State Law Examination
  1999-12-29