Christopher James Benigno

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 01/2017
  Avondale Investment Management Llc
  Dallas, TX
• 04/2018 → 05/2019
  Jp Morgan Securities, Llc
  Plano, TX
• 02/2017 → 11/2017
  Lindenthomas & Co.
  Charlotte, NC
• 12/2017 → 04/2018
  Unemployed
  Dallas, TX
• 09/2019 → Present
  Fisher Investments
  Plano, TX
• 05/2019 → 09/2019
  Unemployed
  Dallas, TX

Previous Registrations

• 2018-09-07 → 2019-05-20
  J.P. Morgan Securities Llc
  Plano, TX
  Plano, TX
  New York, NY
• 2016-10-13 → 2017-01-05
  Avondale Investment Management Llc
  Dallas, TX
• 2014-06-10 → 2015-04-06
  Uptown Capital Advisors
  Dallas, TX
• 2013-07-22 → 2014-03-31
  Creative Planning
  Heath, TX
  Overland Park, KS
• 2011-09-21 → 2013-07-24
  Usaa Financial Planning Services
  Addison, TX
  Bethesda, MD
• 2005-08-29 → 2011-09-13
  Cbc Capital Partners, Ltd.
• 2007-02-07 → 2010-05-04
  Cullum & Burks Securities, Inc.
  Arlington, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2004-01-01 → 2004-12-31
  Cbc Capital Partners, Ltd.
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2018-08-28
• S63 Uniform Securities Agent State Law Examination
  1995-03-03
• S65 Uniform Investment Adviser Law Examination
  1994-11-04

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Chris Benigno