Charles Leslie Frazier

Current Employers

Employment History

• 09/2009 → Present
  Transamerica Financial Advisors, Inc.
  Suwanee, GA
• 08/2013 → Present
  Cf Sub, Llc (Formerly Advocate Financial Group, Llc)
  Suwanee, GA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Suwanee, GA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Suwanee, GA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Suwanee, GA
  Charlotte, NC
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Suwanee, GA
  Charlotte, NC
• 2003-05-02 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Suwanee, GA
  Suwanee, GA

Other Businesses

1) FRAZIER FINANCIAL SERVICES, LLC, 3461-F LAWRENCEVILLE SUWANEE RD, SUWANEE, GA, MEMBER/MANAGER, USED TO PURCHASE RENTAL OFFICE CONDO, NOT INV-REL, START 7/2013, <1 HR/MO, 0 HRS 2) ALLIED INVESTMENT ADVISORS, LLC POSITION: Consultant NATURE: LLC - taxed as a S corp., sole member now Jesse Frazier (my son) was 100% owned by Charles Frazier but ownership was changed to Jesse on September 1, 2020. This entity markets and sell financial services, planning, securities, and investments using Royal Alliance Associates, Inc., as Broker-Dealer and Registered Investment Advisor with Charles and Jesse (both RAA RR and IAR. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 75 START DATE: 06/10/2019 ADDRESS: 3461-F Lawrenceville-Suwanee Rd., Suwanee GA 30024, United States DESCRIPTION: Consulting and advising Jesse as a new RAA RR (code M2G) 3) CFW REAL ESTATE, LLC POSITION: Owner NATURE: Commercial real estate rental of office condos and short-term vacation rental for which the business is organized as a sole proprietorship. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 3461-F Lawrenceville-Suwanee Rd., Suwanee GA 30024, United States DESCRIPTION: Manage monthly rental deposits and occasional maintenance items for two small office condominiums and one residential short-term vacation rental property. 4) GEORGE TOWNE SQUARE CONDO OWNERS ASSOC. POSITION: Board Member / Treasurer NATURE: Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2015 ADDRESS: 3459-C Lawrenceville-Suwanee Rd., Suwanee GA 30024, United States DESCRIPTION: General board membership for office condo association

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-25
• S63 Uniform Securities Agent State Law Examination
  1986-06-25

Designations

Other Names

• Charles Leslie Frazieriii