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345 California Street Suite 600, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-07-11 |
Branch Locations
345 California Street Suite 600, San Francisco, CA 94104 • United States
1025 Westhaven Blvd. Suite 250, Franklin, TN 37064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ss&C Market Services, Llc | Franklin | TN | 01/2019 | 01/2020 |
| Carmichael Capital, Inc | Franklin | TN | 06/2020 | 07/2025 |
| Unemployed | Franklin | TN | 02/2020 | 05/2020 |
| Dst Systems Inc. | Franklin | TN | 02/2015 | 12/2018 |
| Dst Market Services, Llc | Franklin | TN | 12/2015 | 09/2017 |
| Farther | Franklin | TN | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-05 |
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