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Johnstown, OH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-16 |
| LA | RA | APPROVED | 2019-09-24 |
| TX | RA | APPROVED_RES | 2019-01-04 |
| OH | RA | APPROVED | 2011-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Albany Investment Management Llc | New Albany | OH | 04/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-27 |
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