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Bryan Tod Baker

Wells Fargo Clearing Services, LLC

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-08-18
DE RA APPROVED 1998-01-01
  • PA RA
    APPROVED
    Since 2016-08-18
  • DE RA
    APPROVED
    Since 1998-01-01

Branch Locations

100 N 18Th St 22Nd Fl Two Logan Square, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Philadelphia PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 Present
Other Businesses

BCB PROPERTIES LLC, INV RELATED, 50% OWNERSHIP, START 12/2002, 3 HOURS PER MONTH, ZERO DURING TRADING, HOLDING RENTAL PROPERTIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-08-05
  • S63 Uniform Securities Agent State Law Examination
    1986-08-05

View on SEC IAPD

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