Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-23 |
| TX | RA | APPROVED_RES | 2025-08-12 |
| NY | RA | APPROVED | 2021-07-27 |
| CA | RA | APPROVED | 2003-07-01 |
Branch Locations
Holmes Beach, FL • United States
1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Garden City | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 11/2016 | Present |
SHAMROCK PALMS LLC; INV. RELATED; HOLMES BEACH, FL; 33% OWNERSHIP; LLC HOLDS RENTAL PROPERTY; START DATE 10/1/2013; 10 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-22 |
Reach out to this advisor