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James Christopher O'HAra

Raymond James & Associates, Inc.

Chesterton, IN

Valparaiso, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-24
IN RA APPROVED 2007-01-04
  • TX RA
    APPROVED_RES
    Since 2017-10-24
  • IN RA
    APPROVED
    Since 2007-01-04

Branch Locations

Chesterton, IN • United States

1351 Silhavy Road Suite 300, Valparaiso, IN 46383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Valparalso IN 11/2006 Present
  • 11/2006 → Present
    Raymond James & Associates
    Valparalso, IN
Previous Registrations
  • 2005-08-19 → 2006-11-07
    A. G. Edwards & Sons, Inc.
    Chesterton, IN
    Chesterton, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-18
S63 Uniform Securities Agent State Law Examination 1986-06-30
  • S66 Uniform Combined State Law Examination
    2005-08-18
  • S63 Uniform Securities Agent State Law Examination
    1986-06-30
Other Names
  • James C Ohara
  • James Christopher Ohara

View on SEC IAPD

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