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Robert Gerard Skaggs

Northwestern Mutual Investment Services, LLC

Tulsa, OK

CRD 1520497

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2006-01-27
  • OK RA
    APPROVED
    Since 2006-01-27

Branch Locations

15 W 6Th St Ste 1820, Tulsa, OK 74119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 01/1985 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/1986 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2011 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. CHAIRMAN OF THE BOARD, YOUR ONE DEGREE, NA, TULSA, , OKLAHOMA, 74133, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 6/1/2014, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIRMAN OF THE BOARD 3. 100% OWNER, CTRGS, LLC, LEGAL ENTITY, START DATE: 01/31/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 4. OWNER, TRAIL HAND PARTNERS INSURANCE SERVICES, INC., LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 2/17/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-05
S63 Uniform Securities Agent State Law Examination 1997-06-09
  • S66 Uniform Combined State Law Examination
    2006-07-05
  • S63 Uniform Securities Agent State Law Examination
    1997-06-09
Designations
  • Chartered Financial Consultant
Other Names
  • Bob Skaggs

View on SEC IAPD

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