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Michael Christopher Brannen

Wells Fargo Clearing Services, LLC

Indianapolis, IN

Lexington, KY

CRD 1520336

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-07-21
IN RA APPROVED 2022-01-13
TX RA APPROVED 2016-01-05
KY RA APPROVED 2005-07-11
  • SC RA
    APPROVED
    Since 2022-07-21
  • IN RA
    APPROVED
    Since 2022-01-13
  • TX RA
    APPROVED
    Since 2016-01-05
  • KY RA
    APPROVED
    Since 2005-07-11

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

100 W. Main St Ste 800, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lexington KY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lexington KY 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-31
S63 Uniform Securities Agent State Law Examination 1986-07-18
  • S65 Uniform Investment Adviser Law Examination
    2006-07-31
  • S63 Uniform Securities Agent State Law Examination
    1986-07-18
Other Names
  • Michael Brannen

View on SEC IAPD

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