Margaret C Fiore

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 08/2023
  Morgan Stanley & Co., Incorporated
  Darien, CT
• 06/2009 → 08/2023
  Morgan Stanley Smith Barney
  Purchase, NY
• 09/2024 → 12/2025
  Lpl Enterprise, Llc
  Fort Mill, SC
• 08/2023 → 09/2024
  Unemployed
  Ossining, NY
• 10/2024 → 12/2025
  Lpl Financial Llc
  Fort Mill, SC
• 03/2026 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 03/2026 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2026 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2026 → Present
  Cetera Investment Advisers, Llc
  Schaumburg, IL

Previous Registrations

• 2024-11-01 → 2026-01-02
  Lpl Enterprise, Llc
  Ossining, NY
  Fort Mill, SC
• 2009-06-01 → 2023-09-13
  Morgan Stanley
  Purchase, NY
  Greenwich, CT
  Westport, CT
  Purchase, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Greenwich, CT
  Purchase, NY
  Westport, CT
  Darien, CT
• 1991-08-30 → 2007-04-02
  Morgan Stanley Dw Inc.
  Westport, CT
  Greenwich, CT
  Stamford, CT
  Darien, CT
  Stamford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-10
• S63 Uniform Securities Agent State Law Examination
  1989-02-23

Other Names

• Margaret C Fiore
• Margaret Cecilia Fiore