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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-21 |
| WA | RA | APPROVED | 1997-03-20 |
Branch Locations
175 Parfitt Way Sw Suite S200, Bainbridge Island, WA 98110-2582 • United States
Bainbridge Island, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Bainbridge Island | WA | 03/2008 | Present |
| City National Bank | Bainbridge Island | WA | 07/2016 | Present |
(1) A&D PARTNERS LLC; ADDRESS: 232 AURORA AVE. NORTH, STE 100, SEATTLE, WA 98109; BUSINESS DESCRIPTION: BUILDING DEVELOPMENT; NOT INVESTMENT RELATED; START DATE: 08/25/2017; CAPACITY: OWNER-PASSIVE; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (2) CHARLES AND FRANCES SHANNON MULTI-FAMILY BUILDING; ADDRESS: 2532 DEXTER AVENUE NORTH, SEATTLE, WA 98109; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: MULTI FAMILY BUILDING ON DEXTER AVENUE NORTH, SEATTLE, WASHINGTON; CAPACITY: OTHER-MANAGE 4 UNIT BUILDING FOR THE BENEFIT OF IN LAWS; START DATE: 1/15/2019; DUTIES: OVERALL BUILDING MANAGEMENT FOR 4 UNIT MULTI FAMILY BUILDING; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 3) NAME OF ENTITY: Dexter Avenue Residence LLC ADDRESS: 2532 Dexter Avenue North Seattle WA . 98109 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family fourplex rental CAPACITY: Other START DATE: 12/15/22 DUTIES: help manage the family fourplex which was recently inherited HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-18 |
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