Daniel A. Figuly

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 05/2022
  Jpmorgan Securities Llc
  Stratford, CT
• 06/2022 → Present
  Wells Fargo Clearing Services, Llc
  New Haven, CT

Previous Registrations

• 2016-04-11 → 2022-06-04
  J.P. Morgan Securities Llc
  Orange, CT
  Stratford, CT
  Southport, CT
  South Windsor, CT
  West Hartford, CT
  Enfield, CT
• 2015-04-14 → 2016-04-04
  Wells Fargo Clearing Services, Llc
  Melville, NY
  Madison, CT
• 2011-11-30 → 2015-02-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Guilford, CT
• 2005-04-25 → 2011-12-07
  Charles Schwab & Co., Inc.
  Stamford, CT
  Stamford, CT
  Greenwich, CT

Exams

• S66 Uniform Combined State Law Examination
  2005-04-20
• S65 Uniform Investment Adviser Law Examination
  1996-02-07
• S63 Uniform Securities Agent State Law Examination
  1996-01-29

Designations

• Certified Financial Planner

Other Names

• Daniel Anthony Figuly