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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-10-31 |
| TX | RA | APPROVED | 2019-10-31 |
Branch Locations
7625 E 51St Street, Tulsa, OK 74145 • United States
1698 S Lynn Riggs Blvd, Claremore, OK 74017 • United States
8822 S Yale Ave, Tulsa, OK 74137 • United States
1 N Broadway, Inola, OK 74036 • United States
10279 S Memorial Dr, Tulsa, OK 74133 • United States
26205 S Highway 66, Claremore, OK 74019 • United States
394 E 141St. St, Glenpool, OK 74033 • United States
5623 S Lewis Ave, Tulsa, OK 74105 • United States
1003 N Lynn Rigs Blvd, Claremore, OK 74017 • United States
14269 Oklahoma 51, Coweta, OK 74429 • United States
4901 E 41St St, Tulsa, OK 74101 • United States
102 W 41St St, Sand Springs, OK 74063 • United States
1025 W Will Rogers Blvd, Claremore, OK 74017 • United States
200 E Main St, Jenks, OK 74037 • United States
301 E 2Nd St, Sand Springs, OK 74063 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. S. Phillips Investments, Inc. | Tulsa | OK | 10/2005 | 10/2019 |
| Phillips Capital Advisors, Inc. Fka Phillips Securities, Inc. | Oklahoma City | OK | 02/2006 | 10/2019 |
| Lpl Financial Llc | Tulsa | OK | 10/2019 | Present |
| Bancfirst | Tulsa | OK | 02/2006 | 10/2019 |
1)10/31/19- Independent Advisers Group- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-31 |
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