Jonathan Ray Finley

Little Rock, AR

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Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2023-09-21
TX	RA	APPROVED	2023-09-21

AR RA
APPROVED

Since 2023-09-21
TX RA
APPROVED

Since 2023-09-21

Branch Locations

111 Center Street, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc	Little Rock	AR	07/2007	Present

07/2007 → Present

Stephens Inc

Little Rock, AR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-09-20
S63	Uniform Securities Agent State Law Examination	2008-01-29

S65 Uniform Investment Adviser Law Examination

2023-09-20
S63 Uniform Securities Agent State Law Examination

2008-01-29

Other Names

Jon Finley

View on SEC IAPD

Other Firms

ARVEST WEALTH MANAGEMENT

STATE FARM INVESTMENT MANAGEMENT CORP.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES & ASSOCIATES, INC.

UNITED CAPITAL FINANCIAL ADVISORS

NFSG CORPORATION

OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard

Chera Kaye Moore

Zachary Taylor Johnson

Gregory Scott Minton

BENJAMIN PAYNE LINCOLN

Danielle Francois Albright

LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR

ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR

STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR

RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR

UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR

NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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