Best Investors Account Sign in

Roger Grant Morgan

J.P. Morgan Securities LLC

El Paso, TX

El Paso, TX

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

135 Shadow Mountain Dr, El Paso, TX 79912 • United States

5209 Wren, El Paso, TX 79924 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc El Paso TX 10/2012 Present
Jpmorgan Chase Bank, N.A. El Paso TX 10/2012 Present
Previous Registrations
  • 2010-10-04 → 2012-10-01
    Chase Investment Services Corp.
    El Paso, TX
    El Paso, TX
    El Paso, TX
  • 2005-11-18 → 2009-05-15
    Banc Of America Investment Services, Inc.
    Houston, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
  • 1999-03-01 → 2005-11-18
    Chase Investment Services Corp.
    Elpaso, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-07
S63 Uniform Securities Agent State Law Examination 1996-06-06
  • S65 Uniform Investment Adviser Law Examination
    1996-06-07
  • S63 Uniform Securities Agent State Law Examination
    1996-06-06

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

JESUS CASTELLANOS
RICHARD JOENS
Divia Correa
Paulina Rodriguez
Christian A Chavira
Emmanuel Molina
KRISTINE D MARCUM
LAURA JONES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
RAYMOND JAMES & ASSOCIATES, INC. · EL PASO, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL PASO, TX
PARK AVENUE SECURITIES LLC · EL PASO, TX
LPL FINANCIAL LLC · EL PASO, TX
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · EL PASO, TX
CETERA INVESTMENT ADVISERS LLC · EL PASO, TX

More in El Paso, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor