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Thomas Scott Lennartz

Wells Fargo Clearing Services, LLC

Frontenac, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-03
MO RA APPROVED 2009-02-27
  • TX RA
    APPROVED_RES
    Since 2017-08-03
  • MO RA
    APPROVED
    Since 2009-02-27

Branch Locations

10369 Clayton Rd, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Clayton MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Clayton MO 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-20
S63 Uniform Securities Agent State Law Examination 1986-08-05
  • S65 Uniform Investment Adviser Law Examination
    1992-08-20
  • S63 Uniform Securities Agent State Law Examination
    1986-08-05
Other Names
  • Tom Lennartz

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
J.P. MORGAN SECURITIES LLC · Frontenac, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRONTENAC, MO
STRATEGIC ADVISERS LLC · ST. LOUIS, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT LOUIS, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · FRONTENAC, MO

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