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10670 N. Central Expwy. Suite 470, Dallas, TX 75231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2002-06-25 |
Branch Locations
10670 N Central Expwy #470, Dallas, TX 75231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Advisor/Mutual Fund President | Dallas | TX | 04/2002 | Present |
INDEX PLUS FUND, INC - START DATE 4/19/02 ALPHA HEDGE FUND, INC - START DATE 4/6/04 STOCK DIVIDEND FUND, INC START DATE 4/6/04 ALL ABOVE ARE INVESTMENT RELATED. ALL ABOVE ARE OPEN-END MUTUAL FUNDS. ADDRESSES FOR ALL ARE SAME AS ADVISOR. POSITION AT ALL IS PRESIDENT/TREASURER. TOTAL HOURS PER MONTH FOR EACH IS 20 HOURS. DUTIES ARE COMPLIANCE, STRATEGY IMPLEMENTATION, INVESTMENT EXECUTION. NO COMPENSATION PAID FOR DUTIES-ADVISOR AND PRESIDENT ARE SAME AND ADVISOR RECEIVES MANAGEMENT FEE FROM FUNDS. ADVISOR IS ALSO SEC REGISTERED TRANSFER AGENT FOR FUNDS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-10 |
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