Mark Wayne Flenniken

Current Employers

Employment History

• 01/2005 → Present
  Omega7
  Austin, TX
• 07/2010 → 11/2023
  Fsc Securities Corporation
  Lubbock, TX
• 11/2023 → Present
  Osaic Wealth, Inc.
  Lubbock, TX

Previous Registrations

• 2010-07-28 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
  Lubbock, TX
• 2007-09-25 → 2009-04-06
  Mml Investors Services, Llc
  Lubbock, TX
  Lubbock, TX
  Lubbock, TX
  Lubbock, TX
  Lubbock, TX
• 2005-07-18 → 2006-06-03
  Kestra Investment Services, Llc
  Dallas, TX
  Lubbock, TX
• 1994-02-09 → 2003-12-19
  Mml Investors Services, Llc
  Lubbock, TX

Other Businesses

1) MARK FLENNIKEN AAI, CEXP POSITION: General Agent/Owner NATURE: property & casualty insurance brokerage through Sanford-Tatum Insurance Agency. Agency will also broker life, disability and LTC through me. This will be a sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 11/01/2017 ADDRESS: 5241-98th St, Lubbock TX 79424 DESCRIPTION: solicit quote and close new life, disability and LTC business for clients and prospects 2) OMEGA7 POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: 5241-98th St, LUBBOCK TX 79424 DESCRIPTION: help business owners with business succession planning, property & casualty insurance needs, life insurance 3) PATHWAYS FINANCIAL GROUP LLC POSITION: Other-Participant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/25/2010 ADDRESS: 5659 W Michigan Ave, Lalamazoo MI 49009, United States DESCRIPTION: none 4) CLAYTON CAPITAL PARTNERS POSITION: Other - Refer clients to Clayton Capital Partners and receive fee when business is sold by Clayton. Client is engaged by Clayton and pays Clayton direct. I receive a % of the fee received by Clayton NATURE: Other - Business Broker-sells businesses to third parties. Represent seller in locating buyer and negotiating the terms of sale. DOES NOT PROVIDE ANY FINANCING OR TAX ADVICE. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 8112 Maryland Ave, Ste 250, St Louis MO 63105, United States DESCRIPTION: identify clients that have a desire to sell their business to an outside third party rather than transfer ownership to children or key employees and refer them to Clayton Capital Partners for consultation and possible retaining to represent. 5) MARK AND KIM FLENNIKEN POSITION: owner NATURE: Joint ownership -husband and wife INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 4501-14th, Lubbock TX 79416, United States DESCRIPTION: two rent houses owned by my wife and myself-wife manages both. 6) HFG FINANCIAL GROUP POSITION: RA NATURE: branch operation, part of Pathways Financial Group, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2026 ADDRESS: 5659 W Michigan Ave, Kalamazoo MI 49009, United States DESCRIPTION: Assist Dan Youngs with service on accounts

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-17
• S63 Uniform Securities Agent State Law Examination
  1986-08-25