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Aaron John Fulton

Mariner

Bloomington, MN

CRD 3234089

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-05-05
  • MN RA
    APPROVED
    Since 2020-05-05

Branch Locations

4400 West 78Th Street Ste. 150, Bloomington, MN 55435 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc Minnetonika MN 01/2012 04/2020
Honkamp Krueger Financial Services Minnetonka MN 12/2011 04/2020
Mariner Wealth Advisors Eagan MN 05/2020 Present
  • 01/2012 → 04/2020
    Proequities, Inc
    Minnetonika, MN
  • 12/2011 → 04/2020
    Honkamp Krueger Financial Services
    Minnetonka, MN
  • 05/2020 → Present
    Mariner Wealth Advisors
    Eagan, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-23
S63 Uniform Securities Agent State Law Examination 2000-02-08
  • S66 Uniform Combined State Law Examination
    2005-09-23
  • S63 Uniform Securities Agent State Law Examination
    2000-02-08
Designations
  • Certified Financial Planner
Other Names
  • Aaron J Fulton

View on SEC IAPD

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