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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-05-05 |
Branch Locations
4400 West 78Th Street Ste. 150, Bloomington, MN 55435 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc | Minnetonika | MN | 01/2012 | 04/2020 |
| Honkamp Krueger Financial Services | Minnetonka | MN | 12/2011 | 04/2020 |
| Mariner Wealth Advisors | Eagan | MN | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-08 |
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