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Linda Jean Pardini

Raymond James & Associates, Inc.

Santa Rosa, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-01
TX RA APPROVED 2018-06-01
  • CA RA
    APPROVED
    Since 2018-06-01
  • TX RA
    APPROVED
    Since 2018-06-01

Branch Locations

3558 Round Barn Blvd. Suite 201, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Santa Rosa CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Santa Rosa CA 11/2016 06/2018
Raymond James & Associates Santa Rosa CA 06/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Santa Rosa, CA
  • 11/2016 → 06/2018
    Wells Fargo Clearing Services, Llc
    Santa Rosa, CA
  • 06/2018 → Present
    Raymond James & Associates
    Santa Rosa, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-22
S63 Uniform Securities Agent State Law Examination 1998-07-15
  • S65 Uniform Investment Adviser Law Examination
    2004-06-22
  • S63 Uniform Securities Agent State Law Examination
    1998-07-15

View on SEC IAPD

Other Firms

MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CALDWELL SUTTER CAPITAL, INC.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
FOCUS PARTNERS WEALTH, LLC
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA

More in Santa Rosa, CA

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