Jamie Lee Spindler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 02/2018
  Sii Investments, Inc.
  Brookfield, WI
• 02/2018 → Present
  Lpl Financial Llc
  Brookfield, WI

Previous Registrations

• 2018-02-06 → 2018-02-14
  Sii Investments, Inc.
  Brookfield, WI

Other Businesses

1. 4/10/2019 - The Earl and Dolores Irrevocable Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 08/22/2007 - 0 Hours Per Month - Successor trustee for parents trust. 2. 01/31/2025- Spindler Investments LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/29/2025- 160 Hours Per Month- 130 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-02
• S63 Uniform Securities Agent State Law Examination
  2001-08-03