David Leo Duggan

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2017
  Broker Dealer Financial Services Corp.
  West Des Moines, IA
• 01/2017 → 10/2017
  Brookstone Capital Management Llc
  Wheaton, IL
• 10/2017 → Present
  Integrity Alliance, Llc
  Altoona, IA

Previous Registrations

• 2017-01-09 → 2017-10-19
  Brookstone Capital Management Llc
  Altoona, IA
  Wheaton, IL
• 2014-01-09 → 2017-01-18
  Investment Advisors Corp
  Altoona, IA
• 2011-01-03 → 2013-12-31
  Integrity Alliance, Llc.
  Altoona, IA
  Urbandale, IA
  Altoona, IA
• 2008-06-30 → 2011-01-03
  Investment Advisors Corp
  Altoona, IA

Other Businesses

1. ATS Tax Service LLC, DBA ALTOONA TAX SERVICE; 317 8TH ST SW, ALTOONA, IA; OWNER - TAX PREP; CORP; HOURS VARY DURING THE YEAR (CAN BE 80 PER WEEK DURING TAX SEASON. 2. 8TH STREET PROPERTIES LLC; 317 8TH ST SW, ALTOONA, IA; MANAGING PARTNER-LANDLORD (COLLECTING RENT & PAYING BILLS); 2 HOURS PER MONTH SPENT ON THIS ACTIVITY/0 DURING TRADING. 3. Dave & Mary Duggan Family Trust; 7211 NW 21st St Ankeny, IA 50023; Management of assets held in trust/trustee; 12/01/2014; 2 hrs 4.Insurance Sales; 317 8th Street SW Altoona, IA 50009; Owner; Sales of fixed insurance; 10 hrs 5. Duggan Farms Trust; 7211 NW 21st St Ankeny, IA 50023; Owner/Trustee; Management of family farm; 12/01/2014; 5 hrs

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-21
• S63 Uniform Securities Agent State Law Examination
  2002-08-30

Other Names

• Dave Duggan