Jeffrey Brian Clark

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Trinity, FL

Other Businesses

1. 4/24/2019 - CarriageGate Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - Started 04/01/2016 - 160 Hours Per Month During Securities Trading. 2. 5/3/2019 - CGWM - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - Started 04/01/2016 - 160 Hours Per Month During Securities Trading. 3. 5/4/2021 - CarriageGate Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/30/2021 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-22
• S63 Uniform Securities Agent State Law Examination
  1987-03-02

Designations

• Certified Financial Planner