Susan D Daileader

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Lpl Financial Llc
  Braintree, MA
• 04/2007 → Present
  Rockland Trust Company
  Rockland, MA

Other Businesses

(1) 03/28/2007: Rockland Trust Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 11/16/2009: SBLI of MA - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - Sales of fixed annuties and fixed/whole life insurance through SBLI of MA (3) 11/03/2010: Mark Daileader dba LEader Remodeling - Family Business - Not Investment Related - At Reported Business Location(s) - No Time Spent - signer on my husband's business checking account (4) 11/03/2010: Mark Daileader dba LEader Remodeling - Family Business - Not Investment Related - At Reported Business Location(s) - No Time Spent - signer on my husband's business checking account (5) 06/13/2011: Capitas Financial LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Selling Insurance and LTC through the Smith Companies Ltd, Capitas Financial (6) 03/20/2012: Rockland Trust Investment Management group - Financial Institution Duty - Investment Related - At Reported Business Location(s) - 25% Time Spent - The FA will manage both LPL Financial accounts and act as a relationship manager and/or business development officer for the trust/wealth management department of Rockland Trust's trust/Wealth Management group. (7) 4/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/16/2018 - 15 Hours Per Month/5 Hours During Securities Trading. 8). 05/03/2019 - RT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-07-19

Designations

• Certified Financial Planner

Other Names

• Susan Dromeshauser