Andrea Joyce Spatz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → 11/2017
  National Planning Corp
  Los Angeles, CA
• 11/2017 → Present
  Lpl Financial Llc
  Los Angeles, CA
• 10/1993 → Present
  Lewis M Wallensky Associates
  Los Angeles, CA

Previous Registrations

• 2013-08-07 → 2017-11-29
  National Planning Corporation
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1. 11/29/2017 - LEWIS WALLENSKY - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 100 hours per month. 2. 11/29/2017 - WALLENSKY SPATZ & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor/Planner - start date 2007 - 100% time spent per month. 3. 11/29/2017 - No Business Name - Not Investment Related - Wilshire Blvd, CA - Real Estate Rental - Inherited Condo split between three sisters, each owning 1/3.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-22
• S63 Uniform Securities Agent State Law Examination
  1993-08-11

Designations

• Certified Financial Planner

Other Names

• Andrea Joyce Spatz
• Andrea Spatz