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Julianne Patrice Whalen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Petersburg, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-15
FL RA APPROVED 2018-02-26
  • TX RA
    APPROVED
    Since 2018-03-15
  • FL RA
    APPROVED
    Since 2018-02-26

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Melville NY 06/2009 03/2017
Raymond James & Associates St Petersburg FL 05/2017 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clearwater FL 02/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-08
  • S66 Uniform Combined State Law Examination
    2008-03-08
Other Names
  • Juli Whalen
  • Julianne Patrice Whalen
  • Julianne Patrice Daleo
  • Julianne Whalen

View on SEC IAPD

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