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Joseph Michael Rizzo

Clear Harbor Asset Management, LLC

Stamford, CT

Stamford, CT

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Current Employers
Clear Harbor Asset Management, Llc

263 Tresser Blvd. Suite 1502, Stamford, CT 06901 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-07-14
  • CT RA
    APPROVED
    Since 2020-07-14

Branch Locations

263 Tresser Blvd. Suite 1502, Stamford, CT 06901 • United States

263 Tresser Blvd. Suite 1502, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clear Harbor Asset Management, Llc New York NY 02/2010 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-01
  • S63 Uniform Securities Agent State Law Examination
    1996-11-01

View on SEC IAPD

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