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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-29
TX RA APPROVED_RES 2026-04-29
  • PA RA
    APPROVED
    Since 2026-04-29
  • TX RA
    APPROVED_RES
    Since 2026-04-29

Branch Locations

470 Norristown Rd, Blue Bell, PA 19422 • United States

300 W State St, Media, PA 19063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Programs For Benefit Plans Inc. Philadelphia PA 08/1981 04/2026
Bcg Securities, Inc. Cherry Hill NJ 11/1986 04/2026
Bcg Securities, Inc. Cherry Hill NJ 03/2002 04/2026
Horace Mann Companies Springfield IL 01/2019 04/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Blue Bell PA 04/2026 Present
Bank Of America, N.A. Blue Bell PA 07/2026 Present
Previous Registrations
  • 2012-03-15 → 2026-05-01
    Cherry Hill, NJ
    Cherry Hill, NJ
    Cherry Hill, NJ
    Cherry Hill, NJ
    Delran, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-29
S63 Uniform Securities Agent State Law Examination 1986-12-15
  • S65 Uniform Investment Adviser Law Examination
    1993-04-29
  • S63 Uniform Securities Agent State Law Examination
    1986-12-15
Other Names
  • Patricia Riley Strain
  • Patricia Strain
  • Patrica Strain
  • Patricia Strain Riley
  • Patricia Strainriley

View on SEC IAPD

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