Kenneth Warren Glick

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-05-22

NJ RA
APPROVED

Since 2025-05-22

Branch Locations

250 Pehle Avenue Suite 307, Park 80 West - Plaza One, 3Rd Flr,, Saddle Brook, NJ 07663 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	02/2018
Janney Montgomery Scott Llc	Upper Saddle River	NJ	02/2018	05/2025
Oppenheimer & Co. Inc.	Saddle Brook	NJ	05/2025	Present

01/2015 → 02/2018

Morgan Stanley Private Bank, National Association

New York, NY
02/2018 → 05/2025

Janney Montgomery Scott Llc

Upper Saddle River, NJ
05/2025 → Present

Oppenheimer & Co. Inc.

Saddle Brook, NJ

Previous Registrations

2018-02-27 → 2025-05-29

Janney Montgomery Scott Llc

Montvale, NJ
2009-06-01 → 2018-01-12

Morgan Stanley

New York, NY

Paramus, NJ
2002-05-08 → 2009-06-01

Citigroup Global Markets Inc.

Paramus, NJ

New York, NY

Paramus, NJ

Paramus, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-04-02
S63	Uniform Securities Agent State Law Examination	1986-07-15

S65 Uniform Investment Adviser Law Examination

1992-04-02
S63 Uniform Securities Agent State Law Examination

1986-07-15

View on SEC IAPD