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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-08-14
AZ RA APPROVED 2026-07-16
NC RA APPROVED 2026-07-16
KY RA APPROVED 2026-07-14
MS RA APPROVED 2026-07-14
WV RA APPROVED 2026-07-14
IL RA APPROVED 2026-07-13
MN RA APPROVED 2026-07-13
NE RA APPROVED 2026-07-13
SD RA APPROVED 2026-07-13
PA RA APPROVED 2026-07-10
SC RA APPROVED 2026-07-10
ME RA APPROVED 2026-07-09
MI RA APPROVED 2026-07-09
ND RA APPROVED 2026-07-09
WY RA APPROVED 2026-07-09
VI RA APPROVED 2026-07-09
AL RA APPROVED 2026-07-08
AK RA APPROVED 2026-07-08
AR RA APPROVED 2026-07-08
CA RA APPROVED 2026-07-08
CO RA APPROVED 2026-07-08
CT RA APPROVED 2026-07-08
DE RA APPROVED 2026-07-08
FL RA APPROVED 2026-07-08
GA RA APPROVED 2026-07-08
HI RA APPROVED 2026-07-08
ID RA APPROVED 2026-07-08
IN RA APPROVED 2026-07-08
IA RA APPROVED 2026-07-08
KS RA APPROVED 2026-07-08
LA RA APPROVED 2026-07-08
MT RA APPROVED 2026-07-08
NV RA APPROVED 2026-07-08
NH RA APPROVED 2026-07-08
NJ RA APPROVED 2026-07-08
NM RA APPROVED 2026-07-08
OH RA APPROVED 2026-07-08
OK RA APPROVED 2026-07-08
OR RA APPROVED 2026-07-08
RI RA APPROVED 2026-07-08
TX RA APPROVED_RES 2026-07-08
UT RA APPROVED 2026-07-08
VT RA APPROVED 2026-07-08
VA RA APPROVED 2026-07-08
WA RA APPROVED 2026-07-08
WI RA APPROVED 2026-07-08
NY RA APPROVED 2026-07-07
  • MA RA
    APPROVED
    Since 2026-08-14
  • AZ RA
    APPROVED
    Since 2026-07-16
  • NC RA
    APPROVED
    Since 2026-07-16
  • KY RA
    APPROVED
    Since 2026-07-14
  • MS RA
    APPROVED
    Since 2026-07-14
  • WV RA
    APPROVED
    Since 2026-07-14
  • IL RA
    APPROVED
    Since 2026-07-13
  • MN RA
    APPROVED
    Since 2026-07-13
  • NE RA
    APPROVED
    Since 2026-07-13
  • SD RA
    APPROVED
    Since 2026-07-13
  • PA RA
    APPROVED
    Since 2026-07-10
  • SC RA
    APPROVED
    Since 2026-07-10
  • ME RA
    APPROVED
    Since 2026-07-09
  • MI RA
    APPROVED
    Since 2026-07-09
  • ND RA
    APPROVED
    Since 2026-07-09
  • WY RA
    APPROVED
    Since 2026-07-09
  • VI RA
    APPROVED
    Since 2026-07-09
  • AL RA
    APPROVED
    Since 2026-07-08
  • AK RA
    APPROVED
    Since 2026-07-08
  • AR RA
    APPROVED
    Since 2026-07-08
  • CA RA
    APPROVED
    Since 2026-07-08
  • CO RA
    APPROVED
    Since 2026-07-08
  • CT RA
    APPROVED
    Since 2026-07-08
  • DE RA
    APPROVED
    Since 2026-07-08
  • FL RA
    APPROVED
    Since 2026-07-08
  • GA RA
    APPROVED
    Since 2026-07-08
  • HI RA
    APPROVED
    Since 2026-07-08
  • ID RA
    APPROVED
    Since 2026-07-08
  • IN RA
    APPROVED
    Since 2026-07-08
  • IA RA
    APPROVED
    Since 2026-07-08
  • KS RA
    APPROVED
    Since 2026-07-08
  • LA RA
    APPROVED
    Since 2026-07-08
  • MT RA
    APPROVED
    Since 2026-07-08
  • NV RA
    APPROVED
    Since 2026-07-08
  • NH RA
    APPROVED
    Since 2026-07-08
  • NJ RA
    APPROVED
    Since 2026-07-08
  • NM RA
    APPROVED
    Since 2026-07-08
  • OH RA
    APPROVED
    Since 2026-07-08
  • OK RA
    APPROVED
    Since 2026-07-08
  • OR RA
    APPROVED
    Since 2026-07-08
  • RI RA
    APPROVED
    Since 2026-07-08
  • TX RA
    APPROVED_RES
    Since 2026-07-08
  • UT RA
    APPROVED
    Since 2026-07-08
  • VT RA
    APPROVED
    Since 2026-07-08
  • VA RA
    APPROVED
    Since 2026-07-08
  • WA RA
    APPROVED
    Since 2026-07-08
  • WI RA
    APPROVED
    Since 2026-07-08
  • NY RA
    APPROVED
    Since 2026-07-07

Branch Locations

301 Tresser Boulevard 14Th Floor, Stamford, CT 06901 • United States

390 Park Avenue Lever House, 2Nd Floor, New York, NY 10022 • United States

Haworth, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 05/2015 01/2017
Ef Legacy Securities, Llc Henrico VA 04/2016 01/2017
The Huntington Investment Company Southfield MI 11/2017 03/2019
Unemployed Haworth NJ 01/2017 10/2017
Citizens Securities, Inc. Yonkers NY 02/2020 03/2023
Unemployed Haworth NJ 04/2019 02/2020
Fidelity Investments Nanuet NY 04/2023 06/2026
Fidelity Investments Boston MA 03/2025 06/2026
Northern Trust Securities, Inc. New York NY 06/2026 Present
  • 05/2015 → 01/2017
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 01/2017
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2017 → 03/2019
    Southfield, MI
  • 01/2017 → 10/2017
    Unemployed
    Haworth, NJ
  • 02/2020 → 03/2023
    Yonkers, NY
  • 04/2019 → 02/2020
    Unemployed
    Haworth, NJ
  • 04/2023 → 06/2026
    Fidelity Investments
    Nanuet, NY
  • 03/2025 → 06/2026
    Fidelity Investments
    Boston, MA
  • 06/2026 → Present
    New York, NY
Previous Registrations
  • 2025-03-31 → 2026-07-10
    Nanuet, NY
    Haworth, NJ
    Boston, MA
  • 2023-05-16 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Nanuet, NY
  • 2020-02-14 → 2023-03-16
    Worcester, NY
    Unadilla, NY
    Chenango Bridge, NY
    Albany, NY
    Yonkers, NY
    Yonkers, NY
    South Burlington, VT
    New Rochelle, NY
    New Rochelle, NY
    Middlebury, VT
    Essex Junction, VT
    Bronxville, NY
    Rye, NY
    Yonkers, NY
    White Plains, NY
    White Plains, NY
    Unadilla, NY
    Chenango Bridge, NY
    Worcester, NY
  • 2017-12-26 → 2019-03-26
    Southfield, MI
    Warren, MI
    Flint, MI
    Fort Gratiot, MI
    Holly, MI
    Westland, MI
    Bay City, MI
    Linwood, MI
    Ypsilanti, MI
    Midland, MI
    Saginaw, MI
    Flint, MI
    Flint, MI
    Richmond, MI
    Rochester Hills, MI
    Rochester Hills, MI
    Southfield, MI
    Southfield, MI
    St. Clair Shores, MI
    Alma, MI
    Clinton Township, MI
    Clio, MI
    Birmingham, MI
    Auburn Hills, MI
    Bloomfield Hills, MI
    Chesterfield, MI
    Walled Lake, MI
    Lapeer, MI
    Rochester, MI
    Frankenmuth, MI
    Grand Blanc, MI
    Taylor, MI
    Warren, MI
    Burton, MI
    Canton, MI
    Canton, MI
    Canton, MI
    Saginaw, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Ferndale, MI
    Linden, MI
    Warren, MI
    Washington, MI
    Southfield, MI
    Columbus, OH
    Allen Park, MI
    Flat Rock, MI
    Lincoln Park, MI
    Livonia, MI
    Macomb, MI
    Marysville, MI
    Clinton Township, MI
    Washington, MI
    Waterford, MI
    Warren, MI
    Algonac, MI
    Mount Clemens, MI
    Royal Oak, MI
    Saginaw, MI
    Southgate, MI
    Sterling Heights, MI
    Farmington Hills, MI
    Lenox, MI
    Novi, MI
    Shelby Township, MI
    Taylor, MI
    Waterford, MI
    Woodhaven, MI
    Redford Township, MI
    Otisville, MI
    Fort Gratiot, MI
    Southgate, MI
    Saginaw, MI
    Saline, MI
    Ann Arbor, MI
    Clinton Township, MI
    Dearborn, MI
    Flint, MI
    Saginaw, MI
    Brighton, MI
    Warren, MI
    Washington, MI
    West Bloomfield, MI
    Macomb, MI
    Madison Heights, MI
    Royal Oak, MI
    Royal Oak, MI
    Owosso, MI
    Oxford, MI
    Pinckney, MI
    Saginaw, MI
    Flushing, MI
    Macomb Township, MI
    Mt. Morris, MI
    Pontiac, MI
    Sterling Hts., MI
    Sterling Hts., MI
    Ypsilanti, MI
    Flint, MI
    Midland, MI
    Northville, MI
    Sterling Heights, MI
    Clarkston, MI
    Clinton Township, MI
    Saginaw, MI
    Bay City, MI
    Bay City, MI
    Birch Run, MI
    Brooklyn, MI
    Commerce Township, MI
    Burton, MI
    Clinton Twp, MI
    Davison, MI
    Dearborn, MI
    Detroit, MI
    Ann Arbor, MI
    Standish, MI
    Plymouth, MI
    Roseville, MI
    Hartland, MI
    Warren, MI
    Wixom, MI
    Ann Arbor, MI
    East China, MI
    Vassar, MI
    Warren, MI
    Hudsonville, MI
    Ypsilanti, MI
    Corunna, MI
    Fenton, MI
    Bloomfield Township, MI
    Bridgeport, MI
    Burton, MI
    Northville Township, MI
    Novi, MI
    Troy, MI
    Utica, MI
    White Lake, MI
    Birmingham, MI
    Dearborn Heights, MI
    Detroit, MI
    Ypsilanti, MI
    Royal Oak, MI
    Shelby Township, MI
    Shelby Twp., MI
    South Lyon, MI
    Fenton, MI
    Flint, MI
    Howell, MI
    Lake Orion, MI
    Hamtramck, MI
    Harrison Township, MI
    Howell, MI
    Howell, MI
    Livonia, MI
    Saginaw, MI
    Swartz Creek, MI
    Ann Arbor, MI
    Birmingham, MI
    Flint, MI
    Flint, MI
    Flint, MI
    Grosse Pointe Woods, MI
    Northville, MI
    Novi, MI
  • 2015-05-13 → 2017-02-16
    Edelman Financial Services, Llc
    Paramus, NJ
    Fairfax, VA
    Paramus, NJ
  • 2015-01-22 → 2015-04-28
    Nutley, NJ
    Ramsey, NJ
  • 2004-08-20 → 2013-08-02
    Comerica Securities
    Birmingham, MI
    Detroit, MI
    San Jose, CA
    San Jose, CA
  • 2001-08-31 → 2003-07-31
    Wells Fargo Investments, Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-16
S63 Uniform Securities Agent State Law Examination 1990-03-05
  • S65 Uniform Investment Adviser Law Examination
    1998-03-16
  • S63 Uniform Securities Agent State Law Examination
    1990-03-05
Other Names
  • David Skolnik
  • David Keith Skolnik

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