Larry Richard Hancock

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 06/2018
  Hancock Fielder Retirement Strategies Inc.
  Federal Way, WA
• 12/2010 → 01/2020
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2018 → Present
  Proactive Retirement Solutions
  Federal Way, WA
• 01/2024 → Present
  Integrated Wealth Concepts Llc
  Waltham, MA

Previous Registrations

• 2010-12-03 → 2024-05-10
  Proactive Retirement Solutions
  East Wenatchee, WA
• 2008-08-19 → 2010-12-08
  Next Financial Group, Inc.
  Houston, TX
  Federal Way, WA

Other Businesses

1. Fixed insurance sales, AT REPORTED LOCATION(S), not investment related, 11/1/18, 1-2hrs, 1-2 hrs during trading, fixed insurance sales of term insurance and LTC. 2. Hancock Fielder Retirement Strategies Inc, DBA ProActive Retirement Solutions. AT REPORTED LOCATION(S). INVESTMENT RELATED, RIA , FULL TIME, 12/2010. 3. Insurance Product Sales (Fixed/Indexed Annuity Sales)-Not investment related-AT REPORTED LOCATION(S)-Insurance and Fixed/Indexed Annuity Sales-Advisor-2/20/2019-10 hrs/mth-5-10 during trading hrs-Writing fixed and indexed annuities, life insurance through Advisor Excel and LTC insurance through Ash Brokerage. 4. Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/31/2024 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 01/31/2024. I expect to spend approximately 160hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 5. 01/31/2024 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: PROACTIVE RETIREMENT SOLUCTIONS, INC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 01/31/2024 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 6. 01/31/2024 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: FOURC FINANCIAL - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 01/31/2024 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-22
• S63 Uniform Securities Agent State Law Examination
  1986-06-03