Anthony Wayne Manning

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2012-12-07
TX	RA	APPROVED	2012-12-07

OK RA
APPROVED

Since 2012-12-07
TX RA
APPROVED

Since 2012-12-07

Branch Locations

2424 N Broadway #442, Edmond, OK 73034 • United States

Edmond, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Oklahoma City	OK	12/2012	Present

12/2012 → Present

Lpl Financial

Oklahoma City, OK

Previous Registrations

2009-06-01 → 2012-12-19

Morgan Stanley

Edmond, OK
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Edmond, OK
2007-03-23 → 2007-04-02

Morgan Stanley Dw Inc.

Edmond, OK

Purchase, NY
2003-07-01 → 2007-03-26

Wells Fargo Clearing Services, Llc

Edmond, OK

Edmond, OK
1987-12-18 → 2003-07-01

Prudential Equity Group, Llc

Edmond, OK

Other Businesses

1. 12/07/2012 - OCUSA/ WATER UTILITY-SECRETARY OF BOARD OF DIRECTORS/ 1%/ OKLAHOMA CITY, OK 2. 05/02/2023 - Heartland Raw Resources - Not Investment Related - Home Based - Other - Retail Sales - Owner - Start Date 04/03/2023 - 5 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-01-19
S63	Uniform Securities Agent State Law Examination	1986-07-02

S65 Uniform Investment Adviser Law Examination

1993-01-19
S63 Uniform Securities Agent State Law Examination

1986-07-02

View on SEC IAPD