Frank Larry Nudo

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Lake Bluff, IL

Previous Registrations

• 2006-04-28 → 2024-08-23
  Triad Advisors Llc
  Highland Park, IL
  Lake Bluff, IL
  Atlanta, GA
• 2000-12-29 → 2006-05-04
  A. G. Edwards & Sons, Inc.
  Lake Forest, IL

Other Businesses

1. MEGAPLANIT HOLDINGS LLC POSITION: vCOO NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2011 ADDRESS: 6501 E Greenway Parkway, 103-484, Scottsdale AZ 85254, United States DESCRIPTION: HELP TO OVERSEE THE OPERATIONS OF COMPANY RELATED TO CYBER SECURITY AND COMPLIANCE. 2. OPULENT MINDS LLC -INVESTMENT RELATED;12900 HEIDEN CIRCLE #4404, LAKE BLUFF, IL 60044; FINANCIAL SERVICES; PRESIDENT;5/2006;40 HRS/MONTH;6.5 HRS DURING TRADING; RUN THE OPERATION OF OPULENT MINDS AND HELP CLIENTS PLAN INVESTMENT GOALS 3. NOVAWATCH INC POSITION: virtual COO NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2022 ADDRESS: 18700 N Hayden Rd, Scottsdale AZ 85255, United States DESCRIPTION: act as a virtual COO(consultant) in IT Security and Compliance related role within the company 4. OPULENT MINDS LLC POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 12900 W Heiden Circle, # 4404, Lake Bluff IL 60044 DESCRIPTION: Life, Health & VA insurance, processed through Osaic/Opulent Minds. Helping clients meet their financial needs and goals with insurance related planning. Referral of businesses. P&C insurance is strictly non-Osaic/Opulent Minds clients that are referred to an agency that provides business & cyber security insurance to companies and not individuals. 5. OPULENT MINDS LLC POSITION: PRESIDENT NATURE: DBA, Opulent Minds LLC - FINANCIAL SERVICES. This is an LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2006 ADDRESS: 12900 HEIDEN CIRCLE, # 4404, LAKE BLUFF IL 60044, United States DESCRIPTION: OVERSEE THE OPERATIONS OF OPULENT MINDS AND CONSULT WITH CLIENTS TO DEVELOP PLANS THAT MEET THEIR INVESTMENT/FINANCIAL GOALS.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-22
• S63 Uniform Securities Agent State Law Examination
  1989-04-12

Other Names

• Frank Nudo