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12213 W. Bell Road Suite 209, Surprise, AZ 85378 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-14 |
| AZ | RA | APPROVED | 2010-10-21 |
Branch Locations
12213 W. Bell Road Suite 209, Surprise, AZ 85378 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hillspring Financial, Inc. | Surprise, Az | AZ | 09/2010 | Present |
(1)Independently licensed to sell insurance (2)las Dunas Lot 93, LLC/ Las Dunas Lot 11, LLC/ Coast of Mexico, LLC/ Castle at Cortez, LLC/ Las Dunas Storage, LLC; Not investment related. Owner; for individual real estate investing; 01/2023; Less than 1 hour Month; maintain books and records. (2) Sandridge Investments, LLC; No; Rapid City, SD; Investing of trust assets; Manager; 01/2024; Less than 1% of time a month; Less than 1% of time during security trading hours a month; reconcile books and records
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-31 |
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