Kent Garry Forsey

Employer firm

Hillspring Financial, Inc. CRD 113938

$186M regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Hillspring Financial, Inc.
  Surprise, Az, AZ

Previous Registrations

• 2009-06-01 → 2010-09-22
  Morgan Stanley
  Peoria, AZ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Surprise, AZ
• 2005-04-15 → 2007-04-02
  Morgan Stanley Dw Inc.
  Surprise, AZ
  Surprise, AZ
• 2003-07-01 → 2005-04-18
  Wells Fargo Clearing Services, Llc
  Surprise, AZ
• 2001-02-23 → 2003-07-01
  Prudential Equity Group, Llc
  Sun City, AZ

Other Businesses

(1)Independently licensed to sell insurance (2)las Dunas Lot 93, LLC/ Las Dunas Lot 11, LLC/ Coast of Mexico, LLC/ Castle at Cortez, LLC/ Las Dunas Storage, LLC; Not investment related. Owner; for individual real estate investing; 01/2023; Less than 1 hour Month; maintain books and records. (2) Sandridge Investments, LLC; No; Rapid City, SD; Investing of trust assets; Manager; 01/2024; Less than 1% of time a month; Less than 1% of time during security trading hours a month; reconcile books and records

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-09
• S63 Uniform Securities Agent State Law Examination
  1986-07-31

Designations

• Certified Financial Planner

Other Names

• Kent Forsey