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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-07-14
  • MI RA
    APPROVED
    Since 2023-07-14

Branch Locations

990 North Main Street, Royal Oak, MI 48067 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-06-12
  • MI RA
    APPROVED
    Since 2017-06-12

Branch Locations

990 North Main Street, Royal Oak, MI 48067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corp. Palm Beach Gardens FL 10/2008 01/2017
Lincoln Investment Royal Oak MI 01/2017 Present
  • 10/2008 → 01/2017
    Legend Equities Corp.
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Royal Oak, MI
Previous Registrations
  • 2011-08-16 → 2019-10-04
    Legend Advisory, Llc
    Berkley, MI
    Royal Oak, MI
    Palm Beach Gardens, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-12
S63 Uniform Securities Agent State Law Examination 1999-02-05
  • S65 Uniform Investment Adviser Law Examination
    2011-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-02-05
Other Names
  • Jr Alexander John Rasky

View on SEC IAPD

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